UNIGESTION (UK) LTD.

• Principal Place of Business

  c/o Kepler Cheuvreux

  5th Floor

  95 Gresham Street

  London

  City Of London

  EC2V 7NA

  UNITED KINGDOM

  Phone

  +442075295200

  Web

  https://www.unigestion.com

• Complaints Contact

  Kepler Cheuvreux

  5th Floor

  95 Gresham Street

  London

  EC2V 7NA

  UNITED KINGDOM

  Phone

  +442075295200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kenneth Edward Harvie

  IRN KEH01069

  • CF30 Customer (1 Jan 2015 to 8 Dec 2019)
• Knut Robert James Apold

  IRN KRA01036

  • CF30 Customer (19 Aug 2013 to 20 Mar 2014)
• Laurent Tabaroni

  IRN LXT00304

  • [FCA CF] Material risk taker (since 18 Jun 2024)
  • [FCA CF] Significant management (since 18 Jun 2024)
• Leila Haddioui

  IRN LXH01446

  • CF30 Customer (10 May 2016 to 31 Mar 2017)
• Lloyd Scott Reynolds

  IRN LSR01010

  • CF30 Customer (26 Jan 2017 to 8 Dec 2019)
• Luca Simoncelli

  IRN LXS01419

  • CF30 Customer (13 May 2015 to 17 Jan 2017)
• Lydia Ofori Akuoko

  IRN LXO01093

  • CF30 Customer (20 Jun 2012 to 31 Mar 2016)
• Magdalena Rodriguez-Cotman

  IRN MXR01323

  • CF30 Customer (1 Nov 2007 to 1 Jun 2016)
  • CF27 Investment Management (16 Dec 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)
• Marie Clare Thomas

  IRN MCT01057

  • CF30 Customer (1 Jul 2016 to 13 Nov 2017)
• Matthew James McInerney

  IRN MJM01419

  • CF30 Customer (23 Jul 2010 to 14 Aug 2015)

• Unigestion PE UK Ltd.

  FRN 1031807 · Appointed 13 May 2025

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