Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 29 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • UNIGESTION (UK) LTD. (no longer approved here)

    FRN 192141

    • CF30 Customer (1 Nov 2007 to 1 Jun 2016)
    • CF27 Investment Management (16 Dec 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Mar 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.