James Pearson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America Europe DAC (no longer approved here)
FRN 989014
- [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
Bank of America, N.A. (no longer approved here)
FRN 124642
- [FCA CF] Material risk taker (11 Feb 2020 to 8 Oct 2025)
UNIGESTION (UK) LTD. (no longer approved here)
FRN 192141
- CF10 Compliance Oversight (31 Jul 2007 to 31 Jan 2008)
- CF11 Money Laundering Reporting (31 Jul 2007 to 31 Jan 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.