Hoi Kei Joan Lee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Winton Capital Management Limited
FRN 184258
- [FCA CF] Client dealing (since 12 Oct 2022)
UNIGESTION (UK) LTD. (no longer approved here)
FRN 192141
- [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 29 Jul 2022)
- CF30 Customer (8 Dec 2015 to 8 Dec 2019)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- CF30 Customer (28 Sep 2012 to 4 Jan 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.