Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alternatives St James LLP
FRN 430914
- CF30 Customer (since 26 Aug 2022)
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Salica Investments Advisory LLP
FRN 791891
- (7)Employed By (since 17 Feb 2021)
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- CF10 Compliance Oversight (19 Sep 2018 to 1 Sep 2019)
- CF4 Partner (21 May 2018 to 26 Nov 2019)
- CF30 Customer (1 Oct 2015 to 26 Nov 2019)
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- CF2 Non Executive Director (7 Jun 2017 to 8 Dec 2019)
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- CF30 Customer (24 Jan 2011 to 31 May 2015)
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- CF30 Customer (24 Jan 2011 to 31 May 2015)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2009)
- CF4 Partner (27 Jun 2006 to 31 Mar 2009)
- CF27 Investment Management (27 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.