DN Capital (UK) LLP

• Principal Place of Business

  D N Capital Ltd

  2 Queen Annes Gate Buildings

  Dartmouth Street

  London

  Westminster

  SW1H 9BP

  UNITED KINGDOM

  Phone

  +4402073401600

  Web

  https://www.dncapital.com

• Complaints Contact

  D N Capital Ltd

  2 Queen Annes Gate Buildings

  Dartmouth Street

  London

  Westminster

  SW1H 9BP

  UNITED KINGDOM

  Phone

  +4402073401600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• . DN Capital Limited

  IRN XXD01075

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (21 Jun 2012 to 8 Dec 2019)
• Carlo Jaime Massari

  IRN CJM01337

  • CF10 Compliance Oversight (12 Mar 2012 to 29 May 2013)
  • CF28 Systems and controls (12 Sep 2011 to 29 May 2013)
• Daniel Thomas Bradley

  IRN DTB01047

  • CF30 Customer (24 Jan 2011 to 31 May 2015)
• Elisabeth Valerie Sims

  IRN EVS01005

  • CF10 Compliance Oversight (24 Sep 2010 to 14 Feb 2011)
  • CF28 Systems and controls (24 Sep 2010 to 14 Feb 2011)
• Ellen Diederik Marie Van Den Broek

  IRN EDV01003

  • CF30 Customer (9 May 2012 to 29 Jun 2012)
• Guy Alexander Ward-Thomas

  IRN GXW00197

  • [FCA CF] Client dealing (since 31 Mar 2021)
• Ian James Marsh

  IRN IXM00142

  • [FCA CF] Client dealing (since 31 Mar 2021)
• MARIAM KAAN

  IRN MXK02025

  • CF30 Customer (18 Jun 2015 to 8 Dec 2019)
• Michael John Horton

  IRN MJH01340

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (29 May 2013 to 8 Dec 2019)
  • CF28 Systems and controls (29 May 2013 to 8 Dec 2019)
• Nenad Joseph Marovac

  IRN NXM00237

  • [FCA CF] Client dealing (since 31 Mar 2021)

No changes recorded yet.