DN Capital (UK) LLP

Date authorised
1 April 2013
Companies House
OC324798
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    D N Capital Ltd
    2 Queen Annes Gate Buildings
    Dartmouth Street
    London
    Westminster
    SW1H 9BP
    UNITED KINGDOM
    Phone
    +4402073401600
    Web
    https://www.dncapital.com

  • Complaints Contact

    D N Capital Ltd
    2 Queen Annes Gate Buildings
    Dartmouth Street
    London
    Westminster
    SW1H 9BP
    UNITED KINGDOM
    Phone
    +4402073401600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nenad Joseph Marovac

    IRN NXM01114

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Sep 2007 to 31 Mar 2009)
    • CF27 Investment Management (6 Sep 2007 to 31 Oct 2007)
    • CF4 Partner (6 Sep 2007 to 8 Dec 2019)
    • CF3 Chief Executive (6 Sep 2007 to 8 Dec 2019)
  • Philip Henry Prescott

    IRN PHP01023

    • CF10 Compliance Oversight (15 Jul 2008 to 14 Feb 2011)
    • CF28 Systems and controls (15 Jul 2008 to 14 Feb 2011)
  • Ragnar Umbertino Gerbern Jongen

    IRN RXJ00137

    • [FCA CF] Client dealing (31 Mar 2021 to 21 Apr 2022)
  • Steven Jeffrey Schlenker

    IRN SXS01303

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (12 Dec 2022 to 3 Apr 2026)
    • CF28 Systems and controls (19 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Sep 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Sep 2007 to 15 Jul 2008)
    • CF27 Investment Management (6 Sep 2007 to 31 Oct 2007)
    • CF4 Partner (6 Sep 2007 to 4 May 2015)
  • Steven Jeffrey Schlenker

    IRN SXS00591

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Susann Natalie Aulbach

    IRN SXA00365

    • [FCA CF] Client dealing (31 Mar 2021 to 13 Jun 2025)
  • Teemu Eemeli Mattila

    IRN TXM00248

    • [FCA CF] Client dealing (31 Mar 2021 to 30 Jun 2023)
  • Thomas Pierre Jean Rubens

    IRN TXR00111

    • SMF27 Partner (since 2 Sep 2025)
    • [FCA CF] Client dealing (since 31 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.