Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DN Capital (UK) LLP
FRN 461735
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (12 Dec 2022 to 3 Apr 2026)
- CF28 Systems and controls (19 Feb 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (6 Sep 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Sep 2007 to 15 Jul 2008)
- CF27 Investment Management (6 Sep 2007 to 31 Oct 2007)
- CF4 Partner (6 Sep 2007 to 4 May 2015)
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DN Capital Limited
FRN 194666
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF28 Systems and controls (19 Feb 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (15 Feb 2007 to 31 Oct 2007)
- CF11 Money Laundering Reporting (15 Feb 2007 to 8 Dec 2019)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 15 Jul 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.