Phillip Gregory Chapple

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Monterone Partners LLP

    FRN 631128

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (25 Jun 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2015 to 8 Dec 2019)
    • CF4 Partner (2 Apr 2015 to 8 Dec 2019)
  • Ironshield Capital Management LLP (no longer approved here)

    FRN 455084

    • CF30 Customer (1 Nov 2007 to 29 Apr 2010)
    • CF10 Compliance Oversight (26 Jun 2007 to 29 Apr 2010)
    • CF4 Partner (26 Jun 2007 to 29 Apr 2010)
    • CF21 Investment Adviser (26 Jun 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (26 Jun 2007 to 29 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

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