Date authorised
1 April 2013
Companies House
OC320528
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Bream's Buildings
    London
    EC4A 1HP
    UNITED KINGDOM
    Phone
    +442038824665
  • Complaints Contact

    4 Bream's Buildings
    London
    EC4A 1HP
    UNITED KINGDOM
    Phone
    +442038824665

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam McManus

    IRN AXM00722

    • [FCA CF] Client dealing (since 20 Oct 2025)
  • Adeeb Ahmed

    IRN AXA02155

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2021)
    • CF4 Partner (19 Jul 2012 to 8 Dec 2019)
    • CF30 Customer (19 Jul 2012 to 8 Dec 2019)
  • Alexandre Talmon

    IRN AXT01189

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF4 Partner (14 Aug 2007 to 30 Sep 2009)
    • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
  • Amit Jain

    IRN AXJ01297

    • SMF27 Partner (9 Dec 2019 to 1 Feb 2021)
    • CF30 Customer (6 May 2008 to 8 Dec 2019)
    • CF4 Partner (6 May 2008 to 8 Dec 2019)
  • Antonio La Marca

    IRN AXL02071

    • CF30 Customer (10 Dec 2018 to 8 Dec 2019)
  • Carla Garcia de Leaniz Suarez

    IRN CXG01823

    • [FCA CF] Client dealing (7 Mar 2023 to 17 Oct 2025)
  • Colin Norman Frearson

    IRN CNF01008

    • CF30 Customer (24 May 2017 to 8 Dec 2019)
  • David Anthony Nazar

    IRN DAN01035

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (18 Apr 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 Apr 2007 to 31 Oct 2007)
    • CF3 Chief Executive (18 Apr 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Apr 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (18 Apr 2007 to 8 Jun 2007)
    • CF10 Compliance Oversight (18 Apr 2007 to 8 Jun 2007)
  • Ella Ilona Aretta Nazar

    IRN EIN01002

    • CF4 Partner (18 Apr 2007 to 10 Jul 2007)
  • Florian Chapel

    IRN FNC01010

    • [FCA CF] Client dealing (1 Nov 2023 to 10 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.