Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Apr 2007 to 31 Oct 2007)
    • CF3 Chief Executive (18 Apr 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Apr 2007 to 8 Jun 2007)
    • CF10 Compliance Oversight (18 Apr 2007 to 8 Jun 2007)
    • CF4 Partner (18 Apr 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 Apr 2007 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (9 Jul 2003 to 21 Mar 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (21 Jan 2003 to 14 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.