Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Material risk taker (since 18 Dec 2024)
- [FCA CF] Client dealing (since 6 Aug 2024)
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Merrill Lynch International
FRN 147150
- [FCA CF] Material risk taker (since 18 Dec 2024)
- [FCA CF] Client dealing (since 6 Aug 2024)
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- [FCA CF] Client dealing (11 Feb 2021 to 21 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (11 Feb 2021 to 31 Dec 2022)
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- SMF27 Partner (9 Dec 2019 to 1 Feb 2021)
- CF30 Customer (6 May 2008 to 8 Dec 2019)
- CF4 Partner (6 May 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.