Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PFG-UK LTD. (no longer approved here)

    FRN 401851

    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 2 Jul 2020)
    • CF10 Compliance Oversight (30 Sep 2014 to 8 Dec 2019)
    • CF1 Director (17 Aug 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.