Perennial Financial Management Limited

Date authorised
1 April 2013
Companies House
04609753
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Perennial Financial Management Ltd
    Rutherford House
    Warrington Road
    Birchwood
    Warrington
    WA3 6ZH
    UNITED KINGDOM
    Phone
    +4403333233533
    Web
    https://www.perennial-financial.co.uk

  • Complaints Contact

    Perennial Financial Management Ltd
    Rutherford House
    Warrington Road
    Birchwood
    Warrington
    WA3 6ZH
    UNITED KINGDOM
    Phone
    +4403333233533

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Matthew Dunne

    IRN JMD01255

    • CF30 Customer (6 Apr 2010 to 6 Feb 2013)
  • Jonathan David Beardmore

    IRN JDB01215

    • CF30 Customer (1 Nov 2007 to 8 Sep 2009)
    • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
  • Karen Andre Hastings

    IRN KAH00010

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 21 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (3 Mar 2014 to 8 Dec 2019)
  • Kay Louise McGarvey

    IRN KLM01087

    • CF1 Director (AR) (14 Jan 2022 to 21 Jun 2022)
  • Lorna Ross Steel

    IRN LRS00006

    • CF30 Customer (6 Dec 2011 to 7 Aug 2012)
  • Mark Ashley Knight

    IRN MXK01597

    • CF30 Customer (17 Mar 2008 to 30 Jul 2008)
  • Mark Russel

    IRN MXR00117

    • CF30 Customer (1 Nov 2007 to 14 Mar 2013)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
  • Martin Steven Askew

    IRN MSA00015

    • CF30 Customer (23 Nov 2010 to 23 Feb 2011)
  • Melanie Louise Harding

    IRN MLH01057

    • CF30 Customer (9 Sep 2013 to 31 Dec 2017)
  • Michael Colin Pimblett

    IRN MCP00003

    • CF30 Customer (28 Jun 2010 to 4 Mar 2013)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.