Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Sep 2020)
    • [FCA CF] Client dealing (since 11 Sep 2020)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF30 Customer (21 Apr 2011 to 21 Oct 2013)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (1 Nov 2007 to 8 Sep 2009)
    • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.