Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Beardmore and Co Limited
FRN 207508
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 11 Sep 2020)
- [FCA CF] Client dealing (since 11 Sep 2020)
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- CF30 Customer (21 Apr 2011 to 21 Oct 2013)
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- CF30 Customer (1 Nov 2007 to 8 Sep 2009)
- CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.