Beardmore and Co Limited

Date authorised
1 April 2013
Companies House
04302477
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    23 Trinity Square
    Llandudno
    Conwy
    LL30 2RH
    UNITED KINGDOM
    Phone
    +4401492876538
    Web
    https://www.beardmoreifa.co.uk

  • Complaints Contact

    23 Trinity Square
    Llandudno
    Conwy
    LL30 2RH
    UNITED KINGDOM
    Phone
    +4401492876538

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Sion Beardmore

    IRN CSB01111

    • 11. Pension transfer specialist
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Dec 2024)
    • Responsible for Insurance Distribution (since 18 Dec 2024)
    • SMF16 Compliance Oversight (since 18 Dec 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (14 Nov 2017 to 27 Jun 2022)
    • Responsible for Insurance Mediation (14 Nov 2017 to 30 Sep 2018)
    • CF1 Director (10 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (4 Oct 2012 to 8 Dec 2019)
  • Jonathan David Beardmore

    IRN JDB01215

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 11 Sep 2020)
  • Martin Edward Jackson

    IRN MEJ00002

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF7 Sole Trader (AR) (5 Mar 2003 to 31 Jan 2007)
    • CF21 Investment Adviser (5 Mar 2003 to 31 Oct 2007)
  • Richard Stephen Beardmore

    IRN RSB01185

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (14 Jul 2018 to 8 Dec 2019)
  • Stephen Eric Beardmore

    IRN SEB00009

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Mar 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (26 Mar 2002 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 Mar 2002 to 31 Mar 2009)
    • CF1 Director (26 Mar 2002 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Mar 2002 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (26 Mar 2002 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Martin Jackson (no longer appointed)

    FRN 223050 · Appointed 24 Feb 2003 · Until 6 Apr 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.