Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Beardmore and Co Limited
FRN 207508
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (26 Mar 2002 to 31 Mar 2009)
- CF10 Compliance Oversight (26 Mar 2002 to 8 Dec 2019)
- CF11 Money Laundering Reporting (26 Mar 2002 to 8 Dec 2019)
- CF21 Investment Adviser (26 Mar 2002 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (26 Mar 2002 to 31 Oct 2007)
- CF1 Director (26 Mar 2002 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.