Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 24 May 2021)
    • [FCA CF] Client dealing (since 24 May 2021)
  • VINCENT COLLEY INVESTMENT ADVISORS LTD (no longer approved here)

    FRN 424343

    • CF30 Customer (2 Oct 2019 to 8 Dec 2019)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (6 Apr 2010 to 6 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.