Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TRUE BEARING LIMITED
FRN 486512
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 25 Mar 2025)
- CF30 Customer (1 May 2013 to 8 Dec 2019)
-
- (12)Employed By (19 Jul 2022 to 24 Mar 2025)
-
- CF30 Customer (31 Jan 2013 to 30 Apr 2013)
-
- Employed By (31 Jan 2013 to 30 Apr 2013)
-
- CF30 Customer (1 Nov 2007 to 14 Mar 2013)
- CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
-
- CF21 Investment Adviser (8 Jul 2003 to 27 Jun 2005)
-
- Employed By (8 Jul 2003 to 27 Jun 2005)
-
- Employed By (5 Jul 2001 to 1 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.