Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 25 Mar 2025)
    • CF30 Customer (1 May 2013 to 8 Dec 2019)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (12)Employed By (19 Jul 2022 to 24 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (31 Jan 2013 to 30 Apr 2013)
  • Bright FS Ltd (no longer approved here)

    FRN 591589

    • Employed By (31 Jan 2013 to 30 Apr 2013)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (1 Nov 2007 to 14 Mar 2013)
    • CF21 Investment Adviser (27 Jun 2005 to 31 Oct 2007)
  • SKYBOUND WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 217994

    • CF21 Investment Adviser (8 Jul 2003 to 27 Jun 2005)
  • Bright Financial Services Limited (no longer approved here)

    FRN 223976

    • Employed By (8 Jul 2003 to 27 Jun 2005)
  • Complete-Move Independent Financial Advisers (no longer approved here)

    FRN 148810

    • Employed By (5 Jul 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.