Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 7 Feb 2024)
    • [FCA CF] Client dealing (since 7 Feb 2024)
  • Leagold Limited (no longer approved here)

    FRN 121398

    • CF30 Customer (6 Apr 2017 to 15 Jun 2018)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (17 Mar 2008 to 30 Jul 2008)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
    • CF22 Investment Adviser (Trainee) (24 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.