Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shackleton Advisers Limited
FRN 163291
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 7 Feb 2024)
- [FCA CF] Client dealing (since 7 Feb 2024)
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- CF30 Customer (6 Apr 2017 to 15 Jun 2018)
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- CF30 Customer (17 Mar 2008 to 30 Jul 2008)
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- CF30 Customer (1 Nov 2007 to 4 Feb 2008)
- CF22 Investment Adviser (Trainee) (24 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.