Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 Jan 2018)
    • Employed By (since 7 May 2019)
  • Bright FS Ltd (no longer approved here)

    FRN 591589

    • Employed By (17 Jan 2018 to 21 Aug 2019)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (9 Sep 2013 to 31 Dec 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 8 Sep 2013)
    • CF21 Investment Adviser (3 Jun 2003 to 23 Jul 2003)
    • CF22 Investment Adviser (Trainee) (9 Apr 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.