Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 17 Jan 2018)
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Bright FS Limited
FRN 841237
- Employed By (since 7 May 2019)
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- Employed By (17 Jan 2018 to 21 Aug 2019)
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- CF30 Customer (9 Sep 2013 to 31 Dec 2017)
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- CF30 Customer (1 Nov 2007 to 8 Sep 2013)
- CF21 Investment Adviser (3 Jun 2003 to 23 Jul 2003)
- CF22 Investment Adviser (Trainee) (9 Apr 2003 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.