Karen Andre Hastings

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tring Financial Management Limited
FRN 472790
- (5)Employed By (since 18 Apr 2023)
Perennial Financial Management Limited
FRN 402393
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 21 Apr 2021)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- CF30 Customer (3 Mar 2014 to 8 Dec 2019)
Linden House Financial Services Ltd
FRN 947508
- (5)Employed By (since 21 Apr 2021)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (1 Nov 2007 to 26 Sep 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Santander ISA Managers Limited (no longer approved here)
FRN 171448
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.