Pension Income Planning Limited

Date authorised
8 March 2016
Companies House
09520852
Last scraped
21 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sterling Court, 4 Gresham Road
    Brentwood
    Essex
    CM14 4HN
    UNITED KINGDOM
    Phone
    +4401277600518
    Web
    https://www.pipplanning.co.uk

  • Complaints Contact

    Sterling Court, 4 Gresham Road
    Brentwood
    Essex
    CM14 4HN
    UNITED KINGDOM
    Phone
    +4401277600518

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Stakeholder pension scheme, Personal pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Personal pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Personal pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Retail (Investment), Professional, Retail (Non-Investment Insurance), Structured Deposits, Share, Government and public security, Warrant, Certificates representing certain security, Unit, Debenture, Stakeholder pension scheme, Personal pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Reginald Walker

    IRN AXW00420

    • (16)[FCA CF] Functions requiring qualifications (14 Jul 2021 to 20 Aug 2021)
    • (15)[FCA CF] Client dealing (14 Jul 2021 to 20 Aug 2021)
  • Anthony Samuel Colin Rensch

    IRN ASR00007

    • (10)[FCA CF] Functions requiring qualifications (17 May 2021 to 24 Feb 2023)
    • (9)[FCA CF] Client dealing (17 May 2021 to 24 Feb 2023)
  • Christopher Jason Lee Allen

    IRN CJA01162

    • (37)CF30 Customer (30 Sep 2016 to 8 Dec 2019)
  • Colin Pennycook

    IRN CXP00022

    • (28)[FCA CF] Manager of certification employee (9 Dec 2019 to 17 Mar 2023)
    • (27)[FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2023)
    • (29)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Mar 2023)
    • (26)CF30 Customer (30 Mar 2017 to 8 Dec 2019)
  • Geoffrey John Gill

    IRN GJG00023

    • (2)CF30 Customer (4 Apr 2016 to 19 Sep 2016)
  • Graham Charles William Masters

    IRN GCM00007

    • (24)[FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
    • (25)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
    • (23)CF30 Customer (2 Nov 2017 to 8 Dec 2019)
  • John Anthony Broom

    IRN JAB00045

    • (1)11. Pension transfer specialist
    • (2)4. Giving personal recommendations on retail investment products which are not broker funds
    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (8)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (7)[FCA CF] Client dealing (since 9 Dec 2019)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (5)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (3)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (30)Responsible for Insurance Mediation (8 Mar 2016 to 30 Sep 2018)
    • (33)CF10 Compliance Oversight (8 Mar 2016 to 8 Dec 2019)
    • (32)CF11 Money Laundering Reporting (8 Mar 2016 to 8 Dec 2019)
    • (31)CF30 Customer (8 Mar 2016 to 8 Dec 2019)
    • (34)CF1 Director (8 Mar 2016 to 8 Dec 2019)
  • Mark Johnson

    IRN MXJ00068

    • (12)[FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2025)
    • (14)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2025)
    • (13)[FCA CF] Manager of certification employee (9 Dec 2019 to 9 Sep 2025)
    • (11)CF30 Customer (8 Mar 2016 to 8 Dec 2019)
  • Matthew David Wagener

    IRN MXW00119

    • (1)CF30 Customer (9 Oct 2018 to 3 Dec 2018)
  • Melanie Ann Graves

    IRN MAG01259

    • (22)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2025)
    • (21)[FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2026)
    • (20)[FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2025)
    • (19)CF30 Customer (6 Oct 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (8)[FCA CF] Functions requiring qualifications

  2. controlled function added: (7)[FCA CF] Client dealing

  3. controlled function added: (6)SMF3 Executive Director

  4. controlled function added: (5)SMF16 Compliance Oversight

  5. controlled function added: (4)SMF17 Money Laundering Reporting Officer (MLRO)

  6. controlled function added: (3)Responsible for Insurance Distribution

  7. controlled function added: (2)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (1)11. Pension transfer specialist

  9. controlled function added: (37)CF30 Customer

  10. controlled function added: (36)[FCA CF] Functions requiring qualifications

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