Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 25 Aug 2021)
    • CF30 Customer (since 18 Aug 2021)
    • Employed By (since 18 Aug 2021)
  • BROOM CONSULTANTS LIMITED (no longer approved here)

    FRN 424217

    • CF30 Customer (10 Sep 2018 to 8 Dec 2019)
  • Pension Income Planning Limited (no longer approved here)

    FRN 713438

    • (37)CF30 Customer (30 Sep 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (37)CF30 Customer at Pension Income Planning Limited