Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROOM CONSULTANTS LIMITED (no longer approved here)

    FRN 424217

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
    • CF30 Customer (5 Jun 2017 to 8 Dec 2019)
  • Pension Income Planning Limited (no longer approved here)

    FRN 713438

    • (25)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
    • (24)[FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
    • (23)CF30 Customer (2 Nov 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (19 Jan 2012 to 22 Jun 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (16 Mar 2010 to 31 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (23)CF30 Customer at Pension Income Planning Limited

  2. controlled function added: (24)[FCA CF] Client dealing at Pension Income Planning Limited

  3. controlled function added: (25)[FCA CF] Functions requiring qualifications at Pension Income Planning Limited