Mark Johnson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROOM CONSULTANTS LIMITED

    FRN 424217

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Aug 2005 to 31 Oct 2007)
  • Pension Income Planning Limited (no longer approved here)

    FRN 713438

    • (14)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Sep 2025)
    • (12)[FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2025)
    • (13)[FCA CF] Manager of certification employee (9 Dec 2019 to 9 Sep 2025)
    • (11)CF30 Customer (8 Mar 2016 to 8 Dec 2019)
  • Broom Consultants Ltd (3089) (no longer approved here)

    FRN 154593

    • Employed By (1 Dec 2001 to 29 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (11)CF30 Customer at Pension Income Planning Limited

  2. controlled function added: (12)[FCA CF] Client dealing at Pension Income Planning Limited

  3. controlled function added: (13)[FCA CF] Manager of certification employee at Pension Income Planning Limited

  4. controlled function added: (14)[FCA CF] Functions requiring qualifications at Pension Income Planning Limited