Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Altorfer Financial Management Limited
FRN 147392
- 11. Pension transfer specialist
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Apr 2023)
- [FCA CF] Client dealing (since 18 Apr 2023)
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- (9)[FCA CF] Client dealing (17 May 2021 to 24 Feb 2023)
- (10)[FCA CF] Functions requiring qualifications (17 May 2021 to 24 Feb 2023)
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- CF30 Customer (13 Aug 2015 to 12 Feb 2016)
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- CF30 Customer (24 Sep 2012 to 1 Jan 2013)
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- CF30 Customer (22 Sep 2010 to 30 Sep 2012)
- CF21 Investment Adviser (14 Oct 2005 to 26 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Oct 2003 to 14 Oct 2005)
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- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (9)[FCA CF] Client dealing at Pension Income Planning Limited
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controlled function added: (10)[FCA CF] Functions requiring qualifications at Pension Income Planning Limited