Colin Pennycook

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 12 Jun 2023)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 12 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 12 Jun 2023)
  • Pension Income Planning Limited (no longer approved here)

    FRN 713438

    • (29)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Mar 2023)
    • (27)[FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2023)
    • (28)[FCA CF] Manager of certification employee (9 Dec 2019 to 17 Mar 2023)
    • (26)CF30 Customer (30 Mar 2017 to 8 Dec 2019)
  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • CF30 Customer (1 Nov 2007 to 23 Dec 2008)
    • CF22 Investment Adviser (Trainee) (3 Aug 2007 to 31 Oct 2007)
  • Prudential International Assurance Plc (no longer approved here)

    FRN 170672

    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (26)CF30 Customer at Pension Income Planning Limited

  2. controlled function added: (27)[FCA CF] Client dealing at Pension Income Planning Limited

  3. controlled function added: (28)[FCA CF] Manager of certification employee at Pension Income Planning Limited

  4. controlled function added: (29)[FCA CF] Functions requiring qualifications at Pension Income Planning Limited