Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BROOM CONSULTANTS LIMITED
FRN 424217
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
-
- (20)[FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2025)
- (21)[FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2026)
- (22)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2025)
- (19)CF30 Customer (6 Oct 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (19)CF30 Customer at Pension Income Planning Limited
-
controlled function added: (20)[FCA CF] Client dealing at Pension Income Planning Limited
-
controlled function added: (21)[FCA CF] Manager of certification employee at Pension Income Planning Limited
-
controlled function added: (22)[FCA CF] Functions requiring qualifications at Pension Income Planning Limited