PEMBROKE FINANCIAL SERVICES LIMITED

• Principal Place of Business

  5th Floor Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +441273328907

  Web

  https://www.pembrokefinancial.co.uk

• Complaints Contact

  5th Floor Park Gate

  161-163 Preston Road

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +4401273774855

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael William Routledge

  IRN MWR00017

  • CF1 Director (AR) (17 Sep 2012 to 3 Feb 2016)
  • CF11 Money Laundering Reporting (19 Apr 2012 to 10 Dec 2015)
  • CF30 Customer (6 Feb 2012 to 10 Dec 2015)
  • CF1 Director (6 Feb 2012 to 10 Dec 2015)
• Mitchell Ford

  IRN MXF00435

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 20 May 2024)
  • [FCA CF] Client dealing (since 20 May 2024)
• Nicholas Holdcroft

  IRN NXH01298

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 13 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Olivia Miller

  IRN OXM00070

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 3 Jul 2024)
  • [FCA CF] Client dealing (since 3 Jul 2024)
  • [FCA CF] Functions requiring qualifications (25 Jul 2022 to 2 Feb 2023)
  • [FCA CF] Client dealing (25 Jul 2022 to 2 Feb 2023)
• Patrick Theobalds

  IRN PXT21047

  • SMF3 Executive Director (since 1 Apr 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Aug 2023)
  • CF11 Money Laundering Reporting (20 Nov 2019 to 8 Dec 2019)
• Paul Alan Denyer

  IRN PXD37776

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 12 Aug 2024)
  • [FCA CF] Client dealing (since 12 Aug 2024)
• Paul Cobley

  IRN PXC01433

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 5 Jun 2025)
• Paul Douglas Barnes

  IRN PDB01157

  • CF1 Director (AR) (18 Jul 2013 to 10 Dec 2015)
• Paul Lawrence Baker

  IRN PLB00007

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 28 Feb 2025)
  • [FCA CF] Client dealing (1 Feb 2024 to 28 Feb 2025)
• Paul Mark Rex Richardson

  IRN PMR01063

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 19 Jun 2023)
  • [FCA CF] Functions requiring qualifications (since 19 Jun 2023)

• ODT Financial Services Limited (no longer appointed)

  FRN 600323 · Appointed 29 Apr 2013 · Until 15 Dec 2015

• NLH Financial Ltd (no longer appointed)

  FRN 539187 · Appointed 12 Jan 2011 · Until 28 Feb 2013

• Howlett Clarke Financial Planning Ltd (no longer appointed)

  FRN 537194 · Appointed 7 Dec 2010 · Until 26 Aug 2015

• Hilton Sharp & Clarke FS Ltd (no longer appointed)

  FRN 438764 · Appointed 1 Sep 2005 · Until 10 May 2021

No changes recorded yet.