Paul Lawrence Baker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 228341
- [FCA CF] Client dealing (1 Feb 2024 to 28 Feb 2025)
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 28 Feb 2025)
Pier Investment Management Limited (no longer approved here)
FRN 846470
- [FCA CF] Client dealing (1 Jul 2020 to 13 May 2024)
Anchor Financial Advisors (Sussex) Limited (no longer approved here)
FRN 136807
- Employed By (2 Feb 2004 to 31 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.