Pier Investment Management Limited

• Principal Place of Business

  Fifth floor Park Gate

  161-163, Preston Road,

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +441273916834

  Web

  https://www.pierim.co.uk

• Complaints Contact

  Fifth floor, Park Gate

  161-163, Preston Road,

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +441273916834

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles William Proger

  IRN CWP01008

  • 14. Managing investments
  • [FCA CF] Client dealing (since 1 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
  • [FCA CF] Material risk taker (1 Oct 2020 to 22 Nov 2024)
• David Keith Blackwell

  IRN DXB01050

  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • [FCA CF] Client dealing (since 25 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 25 Nov 2024)
  • SMF3 Executive Director (since 8 Nov 2024)
  • [FCA CF] Functions requiring qualifications (14 Nov 2023 to 25 Nov 2024)
• Iain Campbell

  IRN IXC24430

  • SMF3 Executive Director (14 Sep 2023 to 2 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Sep 2023 to 30 Sep 2024)
• Jill Jackson

  IRN JXJ20942

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
• Keith Wesley Bonner

  IRN KWB00009

  • SMF3 Executive Director (5 Sep 2023 to 9 Dec 2024)
  • SMF16 Compliance Oversight (5 Sep 2023 to 9 Dec 2024)
• Lester John Killip

  IRN LJK00002

  • SMF16 Compliance Oversight (1 Jul 2020 to 31 May 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2020 to 31 May 2022)
  • SMF3 Executive Director (1 Jul 2020 to 31 May 2022)
• Mark David Rockliffe

  IRN MXR00773

  • SMF1 Chief Executive (since 29 Jul 2024)
  • SMF3 Executive Director (18 Sep 2023 to 29 Jul 2024)
• Paul Lawrence Baker

  IRN PLB00007

  • [FCA CF] Client dealing (1 Jul 2020 to 13 May 2024)
• Peter Broomhall Askew

  IRN PBA01005

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 22 Nov 2024)
  • [FCA CF] Client dealing (since 2 Sep 2024)
  • SMF3 Executive Director (since 2 Sep 2024)
• Russell David Smith

  IRN RXS01087

  • SMF3 Executive Director (since 17 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Dec 2024)

No changes recorded yet.