Charles William Proger

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESTLAIN WEALTH MANAGEMENT LTD

    FRN 911599

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (since 1 Nov 2025)
    • CF1 Director (AR) (since 30 Oct 2025)
  • William & Partners PIO Limited

    FRN 934617

    • Employed By (since 23 Nov 2020)
  • Pier Investment Management Limited

    FRN 846470

    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • [FCA CF] Material risk taker (1 Oct 2020 to 22 Nov 2024)
  • Saranac Partners Limited (no longer approved here)

    FRN 763601

    • CF30 Customer (3 May 2017 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (2 Mar 2017 to 3 May 2017)
  • Mirabaud Asset Management Limited (no longer approved here)

    FRN 122140

    • CF29 Significant management (16 Nov 2015 to 2 Nov 2016)
    • CF30 Customer (9 Mar 2015 to 2 Nov 2016)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF21 Investment Adviser (5 May 2004 to 23 Nov 2004)
    • CF27 Investment Management (1 Dec 2001 to 23 Nov 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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