WESTLAIN WEALTH MANAGEMENT LTD

• Principal Place of Business

  Top Floor

  44-46 Old Steine

  Brighton

  East Sussex

  BN1 1NH

  UNITED KINGDOM

  Phone

  +441252416417

  Web

  https://www.weldons.co.uk

• Complaints Contact

  Top Floor

  44-46 Old Steine

  Brighton

  East Sussex

  BN1 1NH

  UNITED KINGDOM

  Phone

  +441252416417

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony John Edwards

  IRN AJE01084

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Nov 2025)
  • SMF3 Executive Director (since 12 Nov 2025)
  • SMF9 Chair of the Governing Body (since 12 Nov 2025)
  • CF1 Director (AR) (since 30 Oct 2025)
• Charles William Proger

  IRN CWP01008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 1 Nov 2025)
  • [FCA CF] Client dealing (since 1 Nov 2025)
  • CF1 Director (AR) (since 30 Oct 2025)
• Ruby Louisa Potts

  IRN RXP00522

  • CF30 Customer (11 Nov 2025 to 31 Dec 2025)
  • Appointed representative dealing with clients for which they require qualification (1 Nov 2025 to 31 Dec 2025)
  • [FCA CF] Client dealing (1 Nov 2025 to 31 Dec 2025)
• Simon Weldon

  IRN SXW01231

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
  • Responsible for Insurance Distribution (since 1 Jul 2020)
  • SMF3 Executive Director (since 1 Jul 2020)
  • [FCA CF] Client dealing (since 1 Jul 2020)
  • SMF16 Compliance Oversight (1 Jul 2020 to 19 Dec 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2020 to 19 Dec 2025)
• Stephen John Antram

  IRN SJA00013

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF1 Chief Executive (since 26 Nov 2025)
  • SMF16 Compliance Oversight (since 26 Nov 2025)
  • SMF3 Executive Director (since 26 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 30 Sep 2025)
  • [FCA CF] Client dealing (since 30 Sep 2025)

• William & Partners PIO Limited

  FRN 934617 · Appointed 30 Oct 2025

No changes recorded yet.