Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESTLAIN WEALTH MANAGEMENT LTD
FRN 911599
- SMF9 Chair of the Governing Body (since 12 Nov 2025)
- SMF3 Executive Director (since 12 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Nov 2025)
- CF1 Director (AR) (since 30 Oct 2025)
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William & Partners PIO Limited
FRN 934617
- Employed By (since 29 Sep 2023)
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- CF2 Non Executive Director (31 May 2012 to 21 Jul 2017)
- CF1 Director (14 Apr 2005 to 10 May 2012)
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- CF1 Director (AR) (19 Sep 2011 to 30 Apr 2013)
- CF2 Non Executive Director (18 Jun 2002 to 21 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.