Simon Weldon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESTLAIN WEALTH MANAGEMENT LTD

    FRN 911599

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 1 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
    • [FCA CF] Client dealing (since 1 Jul 2020)
    • Responsible for Insurance Distribution (since 1 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jul 2020 to 19 Dec 2025)
    • SMF16 Compliance Oversight (1 Jul 2020 to 19 Dec 2025)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2020)
    • CF30 Customer (9 Jun 2015 to 30 Jun 2020)
  • Investment and Tax Advisory Services Limited (no longer approved here)

    FRN 209529

    • CF1 Director (8 May 2014 to 30 Apr 2015)
    • CF30 Customer (8 May 2014 to 30 Apr 2015)
    • CF3 Chief Executive (8 May 2014 to 30 Apr 2015)
  • Premier Portfolio Managers Limited (no longer approved here)

    FRN 122067

    • CF3 Chief Executive (10 May 2005 to 31 Jul 2012)
    • CF8 Apportionment and Oversight (10 May 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 31 Jul 2012)
  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • CF1 Director (1 Dec 2001 to 31 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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