Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESTLAIN WEALTH MANAGEMENT LTD
FRN 911599
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF1 Chief Executive (since 26 Nov 2025)
- SMF3 Executive Director (since 26 Nov 2025)
- SMF16 Compliance Oversight (since 26 Nov 2025)
- [FCA CF] Functions requiring qualifications (since 30 Sep 2025)
- [FCA CF] Client dealing (since 30 Sep 2025)
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- [FCA CF] Client dealing (1 Jul 2020 to 17 Aug 2023)
- SMF1 Chief Executive (1 Jul 2020 to 1 Aug 2023)
- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 17 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
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