Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pier Investment Management Limited
FRN 846470
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 22 Nov 2024)
- [FCA CF] Client dealing (since 2 Sep 2024)
- SMF3 Executive Director (since 2 Sep 2024)
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- [FCA CF] Client dealing (21 Dec 2020 to 30 Aug 2024)
- [FCA CF] Material risk taker (21 Dec 2020 to 30 Aug 2024)
- SMF3 Executive Director (9 Dec 2019 to 30 Aug 2024)
- SMF1 Chief Executive (9 Dec 2019 to 30 Aug 2024)
- CF3 Chief Executive (30 Jun 2015 to 8 Dec 2019)
- CF1 Director (30 Jun 2015 to 8 Dec 2019)
- CF30 Customer (18 Jun 2013 to 8 Dec 2019)
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- CF30 Customer (12 Nov 2010 to 3 Jun 2011)
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- CF27 Investment Management (1 Dec 2001 to 31 Dec 2001)
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- CF27 Investment Management (1 Dec 2001 to 31 Dec 2001)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.