Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 22 Nov 2024)
    • [FCA CF] Client dealing (since 2 Sep 2024)
    • SMF3 Executive Director (since 2 Sep 2024)
  • T. Bailey Asset Management Limited (no longer approved here)

    FRN 190291

    • [FCA CF] Client dealing (21 Dec 2020 to 30 Aug 2024)
    • [FCA CF] Material risk taker (21 Dec 2020 to 30 Aug 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Aug 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Aug 2024)
    • CF3 Chief Executive (30 Jun 2015 to 8 Dec 2019)
    • CF1 Director (30 Jun 2015 to 8 Dec 2019)
    • CF30 Customer (18 Jun 2013 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF30 Customer (12 Nov 2010 to 3 Jun 2011)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2001)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

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