Mark David Rockliffe

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chevening Financial Ltd
FRN 478268
- SMF1 Chief Executive (since 22 Nov 2025)
HORLOCK HOLDCROFT FINANCIAL CONSULTANTS LIMITED
FRN 515774
- SMF1 Chief Executive (since 17 Nov 2025)
PEMBROKE FINANCIAL SERVICES LIMITED
FRN 228341
- SMF1 Chief Executive (since 29 Jul 2024)
- SMF3 Executive Director (18 Sep 2023 to 29 Jul 2024)
Pier Investment Management Limited
FRN 846470
- SMF1 Chief Executive (since 29 Jul 2024)
- SMF3 Executive Director (18 Sep 2023 to 29 Jul 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.