HORLOCK HOLDCROFT FINANCIAL CONSULTANTS LIMITED

• Principal Place of Business

  Horlock Holdcroft Financial Consultants Ltd

  Kennett House

  The Office Village

  River Way

  Uckfield

  East Sussex

  TN22 1SL

  UNITED KINGDOM

  Phone

  +441825766130

  Web

  https://www.horlockholdcroft.co.uk

• Complaints Contact

  5th Floor Park Gate

  Brighton

  East Sussex

  BN1 6AU

  UNITED KINGDOM

  Phone

  +4401273774855

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to Debt Counselling which is provided in connection with investment advice or advice on buy to let mortgages
  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hayley Jaggers

  IRN HXJ01060

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (since 14 Apr 2015)
  • CF30 Customer (since 2 May 2012)
• Jeremy Nigel Hallett

  IRN JNH00010

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2025)
  • CF30 Customer (9 Aug 2011 to 8 Dec 2019)
• Karlene Rivers

  IRN KXR01376

  • CF10 Compliance Oversight (2 Aug 2012 to 25 Aug 2015)
  • CF1 Director (2 Aug 2012 to 25 Aug 2015)
• Keith Wesley Bonner

  IRN KWB00009

  • SMF3 Executive Director (since 17 Nov 2025)
• Louise Emma Fitzgerald

  IRN LEF01015

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2024)
  • CF30 Customer (9 Feb 2016 to 8 Dec 2019)
• Mark David Rockliffe

  IRN MXR00773

  • SMF1 Chief Executive (since 17 Nov 2025)
• Maurice Donald Horlock

  IRN MDH00005

  • CF1 Director (1 Mar 2010 to 21 Apr 2015)
  • CF10 Compliance Oversight (1 Mar 2010 to 29 Apr 2013)
  • Responsible for Insurance Mediation (1 Mar 2010 to 1 Nov 2012)
  • CF30 Customer (1 Mar 2010 to 21 Apr 2015)
  • CF11 Money Laundering Reporting (1 Mar 2010 to 18 Nov 2011)
• Nicholas Holdcroft

  IRN NXH01298

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (since 21 Apr 2015)
  • CF30 Customer (since 1 Mar 2010)
  • CF10 Compliance Oversight (6 Aug 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Nov 2012 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (16 Dec 2011 to 8 Dec 2019)
  • CF1 Director (1 Mar 2010 to 8 Dec 2019)
• Paul Jaggers

  IRN PXJ00053

  • CF1 Director (AR) (since 2 Feb 2021)
• Russell David Smith

  IRN RXS01087

  • SMF3 Executive Director (since 17 Nov 2025)

• Automatic Enrolment Solutions Ltd

  FRN 677917 · Appointed 20 Mar 2015

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