Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 14 Apr 2015)
    • CF30 Customer (since 2 May 2012)
    • (3)Employed By (since 7 Apr 2015)
  • Sussex Independent Financial Advisers Limited (no longer approved here)

    FRN 207490

    • CF30 Customer (2 Feb 2012 to 18 Apr 2012)
  • A.G.B. Financial Services Limited (no longer approved here)

    FRN 467705

    • CF30 Customer (21 Jul 2008 to 21 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.