Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (AR) (since 14 Apr 2015)
- CF30 Customer (since 2 May 2012)
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Automatic Enrolment Solutions Ltd
FRN 677917
- (3)Employed By (since 7 Apr 2015)
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- CF30 Customer (2 Feb 2012 to 18 Apr 2012)
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- CF30 Customer (21 Jul 2008 to 21 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.