Maurice Donald Horlock

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QT Financial Ltd

    FRN 913094

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
  • Prism EBC Limited (no longer approved here)

    FRN 630623

    • (4)[FCA CF] Client dealing (27 Jul 2020 to 16 May 2024)
    • (5)[FCA CF] Functions requiring qualifications (27 Jul 2020 to 16 May 2024)
  • HORLOCK HOLDCROFT FINANCIAL CONSULTANTS LIMITED (no longer approved here)

    FRN 515774

    • CF1 Director (1 Mar 2010 to 21 Apr 2015)
    • CF10 Compliance Oversight (1 Mar 2010 to 29 Apr 2013)
    • CF30 Customer (1 Mar 2010 to 21 Apr 2015)
    • CF11 Money Laundering Reporting (1 Mar 2010 to 18 Nov 2011)
    • Responsible for Insurance Mediation (1 Mar 2010 to 1 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (4)[FCA CF] Client dealing at Prism EBC Limited

  2. controlled function added: (5)[FCA CF] Functions requiring qualifications at Prism EBC Limited