Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Chevening Financial Ltd
FRN 478268
- Responsibility for MCD Intermediation (since 8 Apr 2026)
- Responsible for Insurance Distribution (since 8 Apr 2026)
- SMF3 Executive Director (since 22 Nov 2025)
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- SMF3 Executive Director (since 17 Nov 2025)
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PEMBROKE FINANCIAL SERVICES LIMITED
FRN 228341
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Apr 2026)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2026)
- Responsible for Insurance Mediation (10 Sep 2018 to 30 Sep 2018)
- Responsibility for MCD Intermediation (21 Mar 2016 to 1 Apr 2026)
- CF10 Compliance Oversight (28 Oct 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 2 May 2021)
- CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
- CF1 Director (AR) (21 Sep 2005 to 2 May 2021)
- CF1 Director (16 Sep 2004 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (5 Nov 2003 to 31 Oct 2007)
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- SMF16 Compliance Oversight (5 Sep 2023 to 9 Dec 2024)
- SMF3 Executive Director (5 Sep 2023 to 9 Dec 2024)
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- Employed By (21 Sep 2005 to 2 May 2021)
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- (4)Employed By (13 Aug 2003 to 31 Oct 2003)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Feb 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Feb 2002)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.