Chevening Financial Ltd

• Principal Place of Business

  Dibgate Farm

  Chevening Road

  Sundridge

  Sevenoaks

  Kent

  TN14 6AB

  UNITED KINGDOM

  Phone

  +4401959565187

  Web

  https://www.cheveningfinancial.com

• Complaints Contact

  Dibgate Farm

  Chevening Road

  Sundridge

  Sevenoaks

  Kent

  TN14 6AB

  UNITED KINGDOM

  Phone

  +441959565187

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Martyn Evans

  IRN CME01056

  • CF30 Customer (9 Aug 2012 to 17 Oct 2014)
• David Fryer

  IRN DXF00052

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
  • CF30 Customer (5 Jan 2009 to 28 Dec 2012)
• David Joseph Hawes-Gatt

  IRN DJH00011

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Mar 2020)
  • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2026)
  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Mar 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 19 Mar 2026)
  • CF30 Customer (14 May 2008 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (14 May 2008 to 31 Mar 2009)
  • CF10 Compliance Oversight (14 May 2008 to 8 Dec 2019)
  • CF1 Director (14 May 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 May 2008 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (14 May 2008 to 8 Dec 2019)
• Elizabeth Grimshaw

  IRN EXG00047

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2024)
• Ginette Kennedy

  IRN GAK01031

  • CF30 Customer (2 Aug 2012 to 28 Aug 2014)
• Graham Bruce Thomas Pogson

  IRN GBP00004

  • CF30 Customer (2 Aug 2012 to 28 Dec 2012)
• Graham Reid Duckett

  IRN GRD00015

  • CF30 Customer (17 Apr 2012 to 4 Aug 2017)
• Harvey Thomas Bainbridge

  IRN HTB01009

  • CF30 Customer (7 Nov 2014 to 12 May 2015)
• Jennifer Louise Macdonald-Sykes

  IRN JLM01179

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2024)
  • CF30 Customer (5 Feb 2019 to 8 Dec 2019)
• Joanne Waldern

  IRN JXW01853

  • CF30 Customer (7 Aug 2012 to 30 Jun 2019)

No changes recorded yet.