Chevening Financial Ltd

• Principal Place of Business

  Dibgate Farm

  Chevening Road

  Sundridge

  Sevenoaks

  Kent

  TN14 6AB

  UNITED KINGDOM

  Phone

  +4401959565187

  Web

  https://www.cheveningfinancial.com

• Complaints Contact

  Dibgate Farm

  Chevening Road

  Sundridge

  Sevenoaks

  Kent

  TN14 6AB

  UNITED KINGDOM

  Phone

  +441959565187

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Graham Potts

  IRN JGP00008

  • CF30 Customer (5 Sep 2012 to 28 Dec 2012)
• Keith Wesley Bonner

  IRN KWB00009

  • Responsibility for MCD Intermediation (since 8 Apr 2026)
  • Responsible for Insurance Distribution (since 8 Apr 2026)
  • SMF3 Executive Director (since 22 Nov 2025)
• Mark Andrew Wapshott

  IRN MAW00029

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2024)
  • CF30 Customer (7 Jul 2014 to 8 Dec 2019)
• Mark David Rockliffe

  IRN MXR00773

  • SMF1 Chief Executive (since 22 Nov 2025)
• Nicholas Anthony Earl

  IRN NAE00007

  • CF30 Customer (9 Aug 2012 to 12 May 2015)
• Noel Ross Watson

  IRN NRW01079

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Nov 2023)
  • CF30 Customer (1 Jan 2018 to 8 Dec 2019)
• Paul Harding

  IRN PXH00015

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF16 Compliance Oversight (since 14 Feb 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Feb 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2026)
  • CF30 Customer (1 Jan 2010 to 8 Dec 2019)
  • CF1 Director (26 Aug 2008 to 8 Dec 2019)
• Robert Edward Hunt

  IRN REH00030

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2026)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Mar 2026)
  • CF30 Customer (1 Jan 2010 to 8 Dec 2019)
  • CF1 Director (1 Jan 2010 to 8 Dec 2019)
• Russell David Smith

  IRN RXS01087

  • SMF3 Executive Director (since 22 Nov 2025)

No changes recorded yet.