John Graham Potts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wardour Partners Asset Management LLP (no longer approved here)
FRN 659600
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2026)
- SMF27 Partner (9 Dec 2019 to 26 Feb 2026)
- CF11 Money Laundering Reporting (1 Apr 2015 to 8 Dec 2019)
- CF4 Partner (1 Apr 2015 to 8 Dec 2019)
Chevening Financial Ltd (no longer approved here)
FRN 478268
- CF30 Customer (5 Sep 2012 to 28 Dec 2012)
Honister Partners Ltd (no longer approved here)
FRN 502699
- Employed By (23 Jun 2009 to 2 Jul 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.