Wardour Partners Asset Management LLP

• Principal Place of Business

  Wardour Partners

  Salisbury House

  London Wall

  London

  City Of London

  EC2M 5QQ

  UNITED KINGDOM

  Phone

  +442071485670

  Web

  https://www.wardourpartners.co.uk

• Complaints Contact

  Wardour Partners

  Salisbury House

  London Wall

  London

  City Of London

  EC2M 5QQ

  UNITED KINGDOM

  Phone

  +442071485670

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in 'rights to or interest in investments (security)' and 'rights to or interests in investments (contractually based investment)' is limited to the investment types grated for this activity

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Paul Reevey

  IRN APR00031

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (4 Apr 2016 to 8 Dec 2019)
• Emma Jayne Reed

  IRN EJR01079

  • CF30 Customer (28 Dec 2017 to 18 Jul 2018)
• Graham Reid Duckett

  IRN GRD00015

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 27 Jun 2016)
  • CF10 Compliance Oversight (1 Apr 2015 to 8 Dec 2019)
  • CF4 Partner (1 Apr 2015 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Apr 2015 to 30 Sep 2018)
• Harvey Thomas Bainbridge

  IRN HTB01009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2026)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
• Ina Koci

  IRN IXK00111

  • [FCA CF] Client dealing (23 Dec 2022 to 7 Feb 2026)
  • [FCA CF] Functions requiring qualifications (23 Dec 2022 to 7 Feb 2026)
• John Graham Potts

  IRN JGP00008

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Feb 2026)
  • SMF27 Partner (9 Dec 2019 to 26 Feb 2026)
  • CF4 Partner (1 Apr 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Apr 2015 to 8 Dec 2019)
• Nicholas Anthony Earl

  IRN NAE00007

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • CF4 Partner (1 Apr 2015 to 8 Dec 2019)
• Stephen Townsend

  IRN SXT00290

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)

No changes recorded yet.