Harvey Thomas Bainbridge

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wardour Partners Asset Management LLP

    FRN 659600

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • North Star Financial Consultants Ltd

    FRN 626603

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (1 Oct 2014 to 8 Dec 2019)
    • CF1 Director (1 Oct 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Oct 2014 to 30 Sep 2018)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2014 to 8 Dec 2019)
  • Chevening Financial Ltd (no longer approved here)

    FRN 478268

    • CF30 Customer (7 Nov 2014 to 12 May 2015)
  • TWP Wealth Limited (no longer approved here)

    FRN 563343

    • CF30 Customer (27 Jul 2012 to 22 Aug 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.