Mark Andrew Wapshott

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMAS Investments Limited

    FRN 706535

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
  • Chevening Financial Ltd (no longer approved here)

    FRN 478268

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2024)
    • CF30 Customer (7 Jul 2014 to 8 Dec 2019)
  • St Edmundsbury Financial Services Limited (1229) (no longer approved here)

    FRN 153798

    • (8)Employed By (3 Aug 2004 to 28 Dec 2006)
  • Jeremy Plummer (no longer approved here)

    FRN 131784

    • (7)Employed By (15 Sep 1999 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.