Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
- CF1 Director (AR) (since 11 Jun 2020)
- CF30 Customer (since 11 Jun 2020)
- [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
- CF30 Customer (10 Oct 2014 to 8 Dec 2019)
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Evans Financial Planning Ltd
FRN 927047
- (1)Employed By (since 11 Jun 2020)
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- CF30 Customer (9 Aug 2012 to 17 Oct 2014)
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- Employed By (2 Aug 2011 to 2 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.